Securities Regulation

Securities Regulation [electronic resource] / Louis Loss (late), Joel Seligman, and Troy Paredes.

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Analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, this cornerstone treatise clarifies questions on every aspect of all securities acts, rules and regulations and related legislation. Withdetailed coverage of: The Sarbanes-Oxley Act; the SEC'...

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Bibliographic Details
Online Access: Full Text (via Vital Law)
Main Authors: Loss, Louis, late (Author), Seligman, Joel (Author), Paredes, Troy (Author)
Corporate Author: Wolters Kluwer (Firm)
Other title:Vital Law online.
Format: Electronic Continuing Resource
Language:English
Published: [New York] : Wolters Kluwer, [2017]-
Edition:Fifth and Sixth Editions.
Subjects:
Securities > United States.
Corporations > Finance > Law and legislation > United States.
Table of Contents:
  • Frontmatter
  • Background Of The Sec Statutes
  • Federal Regulation Of The Distribution Of Securities
  • Coverage Of The Securities Act Of 1933: Definitions And Exemptions
  • Protective Committee Reform: The Trust Indenture Act Of 1939 And Sec Functions Under The Bankruptcy Code
  • Control Concepts Under The Sec Statutes
  • Registration And Postregistration Provisions Of The 1934 Act
  • Regulation Of The Securities Markets
  • Regulation Of Brokers, Dealers, And Investment Advisers
  • Fraud
  • Manipulation
  • Civil Liability
  • Government Litigation
  • Sec Administrative Law
  • Conflict Of Laws, Procedural Aspects, And Globalization
  • Index.

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