Securities Regulation [electronic resource] / Louis Loss (late), Joel Seligman, and Troy Paredes.
Analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, this cornerstone treatise clarifies questions on every aspect of all securities acts, rules and regulations and related legislation. Withdetailed coverage of: The Sarbanes-Oxley Act; the SEC'...
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Full Text (via Vital Law) |
|---|---|
| Main Authors: | , , |
| Corporate Author: | |
| Other title: | Vital Law online. |
| Format: | Electronic Continuing Resource |
| Language: | English |
| Published: |
[New York] :
Wolters Kluwer,
[2017]-
|
| Edition: | Fifth and Sixth Editions. |
| Subjects: |
MARC
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| 245 | 1 | 0 | |a Securities Regulation |h [electronic resource] / |c Louis Loss (late), Joel Seligman, and Troy Paredes. |
| 250 | |a Fifth and Sixth Editions. | ||
| 264 | 1 | |a [New York] : |b Wolters Kluwer, |c [2017]- | |
| 300 | |a 1 online resource : |b digital. | ||
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| 504 | |a Includes bibliographical references and index. | ||
| 505 | 0 | 0 | |t Frontmatter -- |t Background Of The Sec Statutes -- |t Federal Regulation Of The Distribution Of Securities -- |t Coverage Of The Securities Act Of 1933: Definitions And Exemptions -- |t Protective Committee Reform: The Trust Indenture Act Of 1939 And Sec Functions Under The Bankruptcy Code -- |t Control Concepts Under The Sec Statutes -- |t Registration And Postregistration Provisions Of The 1934 Act -- |t Regulation Of The Securities Markets -- |t Regulation Of Brokers, Dealers, And Investment Advisers -- |t Fraud -- |t Manipulation -- |t Civil Liability -- |t Government Litigation -- |t Sec Administrative Law -- |t Conflict Of Laws, Procedural Aspects, And Globalization -- |t Index. |
| 520 | |a Analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, this cornerstone treatise clarifies questions on every aspect of all securities acts, rules and regulations and related legislation. Withdetailed coverage of: The Sarbanes-Oxley Act; the SEC's disclosure requirements; Internet securities trading; margin accounts; the SEC's safe harbor initiatives; SRO voting rights standards; SEC amendments to the tender offer, proxy and merger rules; and arbitrability of securities disputes. | ||
| 588 | |a Description based on online resource; title from contents screen of Securities - Federal and International practice area (Cheetah, viewed March 14, 2021) | ||
| 650 | 0 | |a Securities |z United States. | |
| 650 | 0 | |a Corporations |x Finance |x Law and legislation |z United States. | |
| 700 | 1 | |a Seligman, Joel, |e author. | |
| 700 | 1 | |a Paredes, Troy, |e author. | |
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| 730 | 0 | |a Vital Law online. | |
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