Corporate finance and the securities laws / Charles J. Johnson, Jr., Joseph McLaughlin, Eric S. Haueter.

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Bibliographic Details
Main Authors: Johnson, Charles J., Jr., 1932-2012 (Author), McLaughlin, Joseph, 1941- (Author), Haueter, Eric S. (Author)
Format: Continuing Resource
Language:English
Published: New York : Wolters Kluwer, 2014-18.
Edition:Fifth edition.
Subjects:
Table of Contents:
  • Overview of the Securities Act of 1933 and the Integrated Disclosure System
  • Syndicate procedures and underwriting documents
  • Initial public offerings
  • Trading restrictions during distributions
  • Liabilities and due diligence
  • FINRA rules applicable to securities offerings
  • Private placements
  • Shelf registration (Rule 415)
  • International securities offerings
  • Commercial paper
  • Innovative financing techniques
  • Convertible and exchangeable securities; structured notes; warrants
  • Transactions with securityholders: stock repurchases, debt restructurings and rights offerings and rescission offers
  • Asset-backed securities
  • Insurance-linked securities.