Corporate finance and the securities laws / Charles J. Johnson, Jr., Joseph McLaughlin, Eric S. Haueter.
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Main Authors: | , , |
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Format: | Continuing Resource |
Language: | English |
Published: |
New York :
Wolters Kluwer,
2014-18.
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Edition: | Fifth edition. |
Subjects: |
Table of Contents:
- Overview of the Securities Act of 1933 and the Integrated Disclosure System
- Syndicate procedures and underwriting documents
- Initial public offerings
- Trading restrictions during distributions
- Liabilities and due diligence
- FINRA rules applicable to securities offerings
- Private placements
- Shelf registration (Rule 415)
- International securities offerings
- Commercial paper
- Innovative financing techniques
- Convertible and exchangeable securities; structured notes; warrants
- Transactions with securityholders: stock repurchases, debt restructurings and rights offerings and rescission offers
- Asset-backed securities
- Insurance-linked securities.