Understanding securities law /

Understanding securities law / Marc I. Steinberg.

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Bibliographic Details
Main Author: Steinberg, Marc I. (Author)
Format: Book
Language:English
Published: New Providence, NJ : LexisNexis, [2014]
Edition:Sixth edition.
Series:Understanding series (New York, N.Y.)
Subjects:
United States. > Sarbanes-Oxley Act of 2002.
United States. > Dodd-Frank Wall Street Reform and Consumer Protection Act.
Securities > United States.
Study aids.
Table of Contents:
  • Definition of a "security"
  • Issuer exemptions from registration
  • The registration process
  • Disclosure, materiality and the Sarbanes-Oxley and Dodd-Frank Acts
  • Resales and reorganizations
  • Due diligence and Securities Act liability
  • Section 10(b) and related issues
  • Alternative remedies
  • Secondary liability
  • Issuer affirmative disclosure obligations
  • Insider trading
  • Broker-dealer regulation
  • Corporate control acquisitions and contests
  • SEC enforcement.

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