Regulation of financial planners [electronic resource].
Provides a comprehensive overview of financial planning. The first part of the treatise defines financial planning and discusses financial planning regulation, including state and federal regulation, self regulation, and civil and criminal liability. The second part analyzes the laws in each state a...
Saved in:
| Online Access: |
Law Students, Faculty, and Staff (via Westlaw) |
|---|---|
| Main Authors: | , |
| Other title: | Westlaw online Westlaw online. |
| Format: | Electronic Website |
| Language: | English |
| Published: |
[St. Paul, Minnesota] :
Thomson Reuters,
2010-
|
| Subjects: |
| Summary: | Provides a comprehensive overview of financial planning. The first part of the treatise defines financial planning and discusses financial planning regulation, including state and federal regulation, self regulation, and civil and criminal liability. The second part analyzes the laws in each state and the District of Columbia, focusing the on areas of law that have a direct impact on business. |
|---|---|
| Item Description: | Database includes most recent edition only. Authors: Thomas P. Lemke and Gerald T. Lins. |
| Publication Frequency: | Updated twice annually |
| Bibliography: | Includes bibliographical references and index. |