Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as to the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC). Provided by Wikipedia
Showing 1 - 9 results of 9 for search 'National Association of Securities Dealers', query time: 0.03s Refine Results
  1. 1

    The NASDAQ handbook : the stock market of tomorrow--today.

    Published 1992
    “…National Association of Securities Dealers…”
    Full Text (via Internet Archive)
    eBook
  2. 2

    NASDAQ stock market ... fact book & company directory.

    Published 1996
    “…National Association of Securities Dealers…”
    Request a PDF (UCB only)
    Serial
  3. 3

    The NASDAQ/OTC market fact book.

    “…National Association of Securities Dealers…”
    Request a PDF (UCB only)
    Serial
  4. 4

    NASDAQ fact book /

    Published 1983
    “…National Association of Securities Dealers…”
    Request a PDF (UCB only)
    Serial
  5. 5

    The NASDAQ handbook : the stock market of tomorrow--today.

    Published 1987
    “…National Association of Securities Dealers…”
    Book
  6. 6

    The NASDAQ handbook : the stock market for the next 100 years.

    Published 1992
    “…National Association of Securities Dealers…”
    Book
  7. 7

    Report to members.

    “…National Association of Securities Dealers…”
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    Serial
  8. 8

    NASD manual : official publication of the National Association of Securities Dealers, Inc.

    Published 1983
    “…National Association of Securities Dealers…”
    Book
  9. 9

    Daily stock price record.

    Microfilm Journal
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