Call Number (LC) Title Results
KF1072.A75 I58i ALI CLE course of study - Investment advisor regulation 1
KF1072.A75 I581i ALI CLE course of study - Investment management regulations 1
KF1072 .A963i Investment advisers law and compliance. 1
KF1072 .D46 2006eb The RIA's compliance solution book answers for the critical questions / 1
KF1072 .H33 2008i Investment adviser regulation in a nutshell 1
KF1072 .L46 Regulation of investment advisers / 1
KF1072 .U557f 1991 Investment adviser registration package 1
KF1072.Z9 H33 2008 Investment adviser regulation in a nutshell / 1
KF1072.Z9 S43 1984 The SEC and the First Amendment. 1
KF1073.D47 F55 2014 Regulation of derivative financial instruments : (swaps, options and futures) : cases and materials / 1
KF1073.D47 K35 2014 Derivatives law and regulation / 1
KF1073.I5 A3 1989 Insider trading and the law : a legislative history of the Insider Trading Sanctions Act of 1984, Pub. Law no. 98-376 / 1
KF1073.I5 A52 2008 The Section 16 deskbook / 1
KF1073.I5 A753 2018 Insider trading : law, ethics, and reform / 1
KF1073.I5 A777 1993 The law and finance of corporate insider trading : theory and evidence / 1
KF1073.I5 A95 2018 Insider trading : law, ethics, and reform / 1
KF1073.I5 A96 1993 The law and finance of corporate insider trading : theory and evidence / 1
KF1073.I5 B345 2014i Insider trading law and policy 1
KF1073.I5 B345 2023i Insider trading law and policy 1
KF1073.I5 B348 2014 Insider trading law and policy / 1