Call Number (LC) Title Results
KF1070 .H56 2007eb NASD arbitration solution five black-belt principles to protect and grow your financial services practice / 1
KF1070 .I58 2008 Investor and industry perspectives on investment advisers and broker-dealers / 1
KF1070 .I58 2008eb Investor and industry perspectives on investment advisers and broker-dealers / 2
KF1070 .J33 Opinion letters in securities matters : text, clauses, law / 1
KF1070 .L44 1913i The law of commercial exchanges 1
KF1070 .L62 1951 Securities regulation. 1
KF1070 .L62 1955 Suppl Securities regulation, 1955 supplement. 1
KF1070 .L62 1961 Securities regulation / 1
KF1070 .L62 1989 Securities regulation / 1
KF1070 .L624 Securities regulation / 1
KF1070 .L625 Securities regulation / 1
KF1070 .L626 Securities regulation / 1
KF1070 .L626i Securities Regulation 1
KF1070 .M34 2015 Wasting a crisis : why securities regulation fails / 1
KF1070 .M37 1990 Market analysis of October 13 and 16, 1989 : a report / 1
KF1070 .M44 The law of stockbrokers and stock exchanges, and of commodity brokers and commodity exchanges / 1
KF1070 .M55 Fraudulent practices in respect to securities and commodities : with special reference to the Martin act (article 23-A, General business law) with annotations, forms and precedents / 1
KF1070 .N38 2000i National Association of Securities Dealers (NASD) manual 1
KF1070 .P43 2009 The Wall Street primer : the players, deals, and mechanics of the U.S. securities market / 1
KF1070 .P73i A practical guide to capital markets participants, instruments and compliance. 1